Job Description
Job Summary:
Compliance and MIS Officer will ensure compliance to regulatory and statutory requirements by providing necessary guidance/instructions to business units, collate and present timely management and statutory reports and perform secretariat functions of the company.
Roles and Responsibilities
- Provision of guidance on compliance and regulatory matters to the Investment Banking business and subject matter expertise (advising on transactions, new business initiatives and new products, participation in organizational committees and other regulatory compliance issues)
- Ensuring appropriate investment banking transaction records are maintained in an orderly manner and stored in a readily accessible location
- Ensure full compliance by business units with regard to applicable Internal policies, SIMs, statutory regulations and regulatory regulation/guidance/circulars.
- Responding to Requests for Information on a timely and accurate basis from both regulators and corporate clients in consultation with Head operation and Finance
- Maintenance of applicable compliance and supervisory policies and procedures in alignment with industry requirement and best practices
- Develop and maintain a high level of expertise in all applicable regulations, directives and guidance.
- Perform roles of company secretary as required by Companies Act 2063 and internal policies/mandates.
- Prepare monthly reports of Mutual funds and submit to management or regulatory as per need in coordination with Scheme managers and Mutual fund operation associate.
Job Specification
Minimum Qualification Requirement:
- Bachelor’s Degree in Management or equivalent degree with at least first division marks or CGPA 3 out of 4. Semi qualified CA with Bachelor’s degree is highly preferred for the role.
- Age not exceeding 35 years.
- At least 2 years of professional experience in Nepalese capital market or relevant sector and should also be well versed with investment banking activities.
Candidates should have:
- Proficiency in written and spoken English and Nepali.
- Sound skills in MS applications such as Word, Excel and PowerPoint and well versed with Nepalese as well as international legal provisions and practices
- Good interpersonal, communication and analytical skills.
No. of Vacancy : 1
Apply Instructions
To apply: Click here and for further details, please visit https://www.nabilinvest.com.np/career/
The deadline to apply is 22nd December, 2020, Tuesday.
NABIL INVESTMENT BANKING LTD.
Ph:.4411604/4411733 l Fax:.4410554
URL: www.nabilinvest.com.np
This Job is expired. The Company is no longer accepting applications for this position.
